Estimating the Occurrence of Slow Slip Events and Earthquakes with an Ensemble Kalman Filter

Abstract

Our ability to forecast earthquakes and slow slip events is hampered by limited information on the current state of stress on faults. Ensemble data assimilation methods permit estimating the state by combining physics-based models and observations, while considering their uncertainties. We use an ensemble Kalman filter (EnKF) to estimate shear stresses, slip rates and the state θ acting on a fault point governed by rate-and-state friction embedded in a 1-D elastic medium. We test the effectiveness of data assimilation by conducting perfect model experiments. We assimilate noised shear-stress and velocity synthetic values acquired at a small distance to the fault. The assimilation of uncertain shear stress observations improves in particular the estimates of shear stress on fault segments hosting slow slip events, while assimilating observations of velocity improves their slip-rate estimation. Both types of observations help equally well to better estimate the state θ. For earthquakes, the shear stress observations improve the estimation of shear stress, slip rates and the state θ, whereas the velocity observations improve in particular the slip-rate estimation. Data assimilation significantly improves the estimates of the temporal occurrence of slow slip events and to a large extent also of earthquakes. Rapid and abrupt changes in velocity and shear stress during earthquakes lead to non-Gaussian priors for subsequent assimilation steps, which breaks the assumption of Gaussian priors of the EnKF. In spite of this, the EnKF still provides estimates that are unexpectedly close to the true evolution. In fact, the forecastability for earthquakes for the same alarm duration is very similar to slow slip events, having a very low miss rate with an alarm duration of just 10 per cent of the recurrence interval of the events. These results confirm that data assimilation is a promising approach for the combination of uncertain physics and indirect, noisy observations for the forecasting of both slow slip events and earthquakes.